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IFA

Location: GREATER MANCHESTER, LANCASHIRE Salary: 30000 - 40000 GBP Per Annum
Sector: Insurance Job Type: Permanent
Shift Type: N/A Applications: N/A
Posted: 8 days ago Reference: 3107926
Purpose of the role:

To competently provide financial advice, to clients within FCA rules and the firm’s procedures.

Candidates need skills and knowledgemplus a relevant approved qualification

Detailed knowledge of FCA and the firm’s record keeping requirements.

General:

Keep up-to-date with new product, technical or legislative changes within the marketplace.

Comply at all times with the Compliance and Training and Competence Procedures of the firm.

Comply at all times with the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, Rules and the Code of Practice for Approved Persons.


Identify and contact potential clients. Gather sufficient client information and identify client needs.

Analyse information gathered and undertake sufficient research to make suitable recommendations.

Complete all supporting documentation in an accurate manner.

Attain and maintain competent status as defined by FCA and the firm.

Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training and Competence procedures.

Via self assessment and feedback, identify Continuing Professional Development (CPD) needs to maintain and enhance Competent status and undertake appropriate activity to meet those needs.


This is a permanent position based on the outskirts of Manchester offering an excellent salary. 

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