Connecting...

Back to results list

Compliance Officer & MLRO

Location: Malta Salary: Salary Negotiable
Sector: Financial Services Job Type: Permanent
Shift Type: N/A Applications: 4
Posted: 13 days ago Reference: 3055679
REED Specialist Recruitment are currently recruiting a compliance officer within a dynamic team that is willing to grow within the company. The company is an investment company based in Malta. This role requires the candidate to maintain and update accordingly the firms’ procedures as according to regulations. Also, providing training to employees in line with regulations.

. Maintain updated regulatory awareness and ensure staff are kept abreast of updated rules and regulations
. Update and maintain the firms procedures manual to ensure compliance with the relevant regulation
. Conduct regular internal audits of the firms procedures and recommend improvements
. Review and update the firms documentation to comply with regulatory requirements
. Provide regular training to employees to ensure such individuals are kept fully abreast with all updated regulations
. Report to the board of directors with all relevant compliance matters
. Conduct regular compliance and risk committee
. Liaise with the relevant regulators on matters relating to compliance and anti-money laundering.
. Monitor ongoing activities of the firm to ensure compliance with the relevant rules and regulations

Ideally the person would be dynamic and energetic, able to work within a team. A lawyer would be of preference but not a necessity. As a small office the person must also be willing to help out in general office matters as and when they come along.