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Compliance Officer

Location: Northampton Salary: 30000 - 50000 GBP Per Annum
Sector: Insurance Job Type: Contract
Shift Type: N/A Applications: 1
Posted: 4 months ago Reference: 3055871
Reed Insurance are working with a Chartered Financial Services Organisation in Northampton to recruit a Compliance Officer for their growing team! 

This is a fantastic opportunity to advance your career with an IFA practice that are making outstanding progress in their market!


- Perform risk assessments to understand the level, significance and scope of risk
- Keep up to date with, and understand, relevant laws and regulations
- Educate employees on not only the regulations but also the impact to the organisation if these are not complied with
- Investigate irregularities and non-compliance issues
- Report back to business functions on current risk and compliance performance
- Ensure timely and accurate completion of clients' regulatory reporting and filings
- Maintain and monitor compliance and regulatory registers




The ideal candidate will have previous experience working as a Compliance Professional within the Financial Services Sector. This role is best suited for an individual that is looking to build upon their exisiting compliance experience, as there will be support within the role.
Ideally you will have been involved with T&C and KPI's, although if you have undertaken some Staff Training and monitoring that would also be highly desirable! 
Compliance Qualifications are also desirable for this role, however they are open to considering candidates that are keen to take these. 



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