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Compliance Executive

Location: Malta Salary: 25000 - 35000 EUR Per Annum
Sector: Financial Services Job Type: Contract
Shift Type: N/A Applications: 1
Posted: about 1 year ago Reference: 3044703
REED Specialist Recruitment is working with a well-established, boutique provider of regulatory compliance and risk consulting, and accounting services to the asset management community in Malta. They bring expert knowledge of the local Maltese regulatory market which allows them to offer unparalleled advice and service to their clients.

In addition to their local expertise, they are part of a broader group which has 6 international offices employing over 200 professionals.

In support of planned business growth they are currently looking to hire a Compliance Executive to work in their Malta office. The successful candidate will be responsible for helping to deliver compliance services to their clients based in Malta.

This is a diverse and challenging role with responsibilities including (but not limited to):

• Creating, upgrading and implementing policies and procedures to promote compliance with regulatory requirements
• Assisting in identifying potential areas of compliance vulnerability and risk as well as actively developing solutions
• Acting as the company’s focal point in relation to the submissions and correspondence with MFSA
• Review of rules and regulations and discussing implications on client
• Carrying out compliance monitoring activities
• Assisting in the preparation of training for clients
• Maintenance of compliance file

The ideal candidate will ideally:

• Be educated to degree standard (law or finance related degree preferred)
• Have a minimum of 2 years’ prior compliance experience in a financial services or similar working environment
• A sound working knowledge of investment services regulation
• Be analytical and possess good time management skills
• Be goal driven and have the ability to work with minimal supervision
• Have excellent report writing skills
• Be fluent in English and Maltese

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