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Compliance Consultant

Location: GLASGOW, LANARKSHIRE, UNITED KINGDOM Salary: 30,000-34,000 GBP (UK Pounds) Per annum, inc Benefits
Sector: Insurance Job Type: Permanent
Shift Type: N/A Applications: N/A
Posted: 3 months ago Reference: X3-316721

Compliance Consultant - Glasgow

An exciting opportunity has arisen within this Compliance consultancy.  They are a well known firm and as part of their on-going support to their IFA member firms, are seeking to recruit two new Compliance Consultants for the Glasgow office.

  • The successful applicant will be based mainly in the office and provide technical help, support and assistance to IFAs for reports, technical and compliance assistance and complaints.
  • Completion of file checking across Pensions, Investments and Protection
  • Checking paraplanning reports - manage and prioritise cases depending on deadline date.
  • Dealing with telephone and email queries to provide support to clients.
  • Liaise with internal departments - Pensions Technical and Technical to check technical detail
  • You will be Minimum Level 4 Diploma qualified (you will be encouraged to become Chartered)
  • You will be working in financial services for a life office or IFA as a financial adviser, paraplanner or compliance consultant
  • Have excellent technical product knowledge on the full spectrum of financial services products

Salary: £30,000.00 to £34,000.00 plus bonus

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