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Compliance Analyst

Location: WIMBORNE, DORSET, UNITED KINGDOM Salary: 20,000-25,000 GBP (UK Pounds) Per annum
Sector: Insurance Job Type: Permanent
Shift Type: N/A Applications: 2
Posted: 3 months ago Reference: X3-305153

My client is a successful platform service that are looking to expand their team. My client is seeking a Compliance Analyst to support the Head of Risk and Compliance


Key duties:

Conducting reviews of activities and functions

Drafting reports - Producing and maintaining accurate and timely records and reports reflecting the monitoring activities

Working with the business to agree action plans and log these actions for regular tracking purposes. 

Monitoring and reviewing breaches and complaints, ensuring root cause analysis and preventative measures have been appropriately considered

Providing support on financial crime matters as required by the MLRO and the Head of Risk and Compliance

Updating and producing policies, procedures, website disclosures, forms etc

Supporting management and teams during business model review / implementation stages;

 

Skills/Qualifications:

Previous experience working in an FCA regulated firm; within compliance: financial crime or quality assurance role is desirable;

A good working knowledge of investment administration is desirable;

Good knowledge of standard business software (e.g. MS Word, MS Excel and MS Outlook)

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